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Financial Services and Markets Authority
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261	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ICC[removed]August 28, 2014 Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Related to ICC’s Authority to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-29 06:48:59 Financial risk Financial system Financial services Liquidity risk Futures contract Market liquidity Securities Exchange Act Clearing house Clearing Financial economics Finance Financial markets
262	Recommendation No[removed]II. 7.) of the President of the Hungarian Financial Supervisory Authority on best execution during the provision of investment services I. The objective and scope of the recommendation The gen Add to Reading List Source URL: felugyelet.mnb.hu Language: English - Date: 2013-05-09 07:37:10 Goods Marketing Service Best execution Finance Financial markets Financial adviser Securities and Exchange Board of India Act Financial regulation Business Economics
263	FSA UNRESTRICTED[removed]LIST OF NON-LEGAL CORRECTIONS AND CLARIFICATIONS IN THE HANDBOOK This document lists the minor corrections and clarifications that we have recently made to the Handbook, other than those made by H Add to Reading List Source URL: media.fshandbook.info Language: English - Date: 2011-12-19 09:24:04 Financial markets Financial regulation Markets in Financial Instruments Directive Law Finance Investment Undertakings for Collective Investment in Transferable Securities Directives Financial Services Authority European Union directives Financial economics European Union
264	EXPERTISE POLICY RULE[removed]Policy rule of De Nederlandsche Bank N.V. (DNB) and the Netherlands Authority for the Financial Markets (Autoriteit Financiële Markten / AFM) concerning the expertise of policy-makers as refe Add to Reading List Source URL: www.toezicht.dnb.nl Language: English - Date: 2014-09-08 02:30:08 Institutional investors Financial services Life insurance Insurance Collective investment scheme Investment Financial economics Financial institutions
265	Consultation Paper \| *FCA CP14/13/PRA CP14/14 Strengthening accountability in banking: a new regulatory framework for individuals Add to Reading List Source URL: www.fca.org.uk Language: English - Date: 2014-08-15 18:13:46** Financial Conduct Authority Financial Services Authority Financial Services and Markets Act Markets in Financial Instruments Directive Economy of the United Kingdom United Kingdom Prudential Regulation Authority
266	Recommendation No[removed]II.7.) of the President of the Hungarian Financial Supervisory Authority on the assessment of suitability and appropriateness during the provision of investment services I. The objective and s Add to Reading List Source URL: felugyelet.mnb.hu Language: English - Date: 2013-05-09 07:37:13 Financial markets Marketing Finance Financial regulation Markets in Financial Instruments Directive Risk Service Investment Policy Statement Financial adviser Business Economics Management
267	Rules Notice Request for Comments Please distribute internally to: Institutional Legal and Compliance Add to Reading List Source URL: iiroc.ca Language: English - Date: 2013-02-08 10:55:03 Self-regulatory organizations Financial services Financial markets Investment Exempt market dealer Investment Industry Regulatory Organization of Canada Canadian Investor Protection Fund Financial Industry Regulatory Authority Financial regulation Financial economics Finance Business
268	Wholesale overview diagram Add to Reading List Source URL: www.fca.org.uk Language: English - Date: 2014-08-15 18:13:59 Investment banking Financial Services and Markets Act Law United Kingdom Financial Services Authority Financial regulation in Australia Consumer protection Office of Fair Trading Bank
269	Testimony of Ben A. Plotkin Chairman and CEO Ryan Beck & Co. before the Committee on Financial Services Subcommittee on Capital Markets, Insurance and Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Financial system U.S. Securities and Exchange Commission Securities Exchange Act Financial economics Registered representative Financial Industry Regulatory Authority Canadian securities regulation United States securities law Financial regulation Self-regulatory organization
270	PDF Document Add to Reading List Source URL: www.fsa.gov.uk Language: English - Date: 2014-06-13 19:58:29 Financial Policy Committee Financial Services and Markets Act Factoring Economy of the United Kingdom United Kingdom Prudential Regulation Authority

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